Wednesday, June 16, 2021

Story problem #1: ranked choice voting - UPDATED

Update 6/21/2021 9:56 am CT: NY Times columnists Gail Collins and Bret Stephens do a mildly witty (well, sometimes it's actually pretty sharp and funny) written back-and-forth on current events called The Conversation.  In their latest installment, they spend a few paragraphs on ranked choice voting.  I've excerpted it at the bottom of the post.

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I am going to present two real-life math and logic problems.  This is the first one.

This first one is a logic problem.  It has to do with ranked choice voting.  Some support is occasionally expressed here at NewGathering for ranked choice voting.  In today's daily NY Times enewsletter, David Leonhardt explains how it works:

In a traditional election, people who vote for a long-shot candidate — like Ralph Nader, the Green Party presidential nominee, in 2000 — can end up hurting a top-tier candidate — like Al Gore that year. With ranked choice, progressive voters could have listed Nader first and Gore second. Once Nader failed to finish in the top two, the final round of the election would have reallocated his voters to their second choice, which often would have been Gore.

Leonhardt notes that ranked choice voting is increasing in popularity:

Ranked choice has been growing recently, with Maine using it in federal elections since 2018 and Alaska set to begin doing so next year. More than 50 cities — including Oakland, San Francisco and Minneapolis — have also decided to use it, as have state parties in Kansas, Virginia and elsewhere.

(Leonhardt's article is prompted by New York City also offering ranked-choice voting in its mayoral election.)

The benefit of ranked choice voting seems clear:

The basic idea is to allow people both to select their favorite candidate and to indicate their preferences among the other candidates. That combination can allow the most broadly popular candidate to win the election, while also making clear the full spectrum of voters’ views. If Nader had received, say, 20 percent of first-place votes in 2000, it could have signaled the appeal of his platform and inspired other progressives to run in 2004.

But Leonhardt then complicates the narrative with what he calls the Alaska Dilemma.  Here it is:

To make sense of the complexities, I asked for help from Nate Cohn, who analyzes elections for The Times. Nate suggested we start by looking not at New York’s Democratic mayoral primary, which has eight major candidates, but at a simpler race — next year’s Senate election in Alaska, which appears to have three leading candidates.

One is Lisa Murkowski, the Republican incumbent who occasionally breaks with her party (such as on Obamacare repeal and Donald Trump’s second impeachment). Another is Kelly Tshibaka, a Trumpist Republican. The third is Al Gross, an independent who would likely be a de facto Senate Democrat.

For many Alaska Democratic voters, the order of preference seems obvious: Gross first, Murkowski second — and definitely not Tshibaka. Yet there is a major potential downside to voting that way.

If early polls, like this one, end up being correct, Murkowski could receive fewer first-place votes than either Gross or Tshibaka. Murkowski would then be eliminated, and her votes would be reallocated. Once the second-choice votes were counted, Tshibaka would easily beat Gross.

But if some of Gross’s supporters instead listed Murkowski first, she could receive the second-most first-choice votes and qualify for the final round. In that round, she might beat Tshibaka and win re-election.


This situation creates a dilemma for Democrats: Should they list Gross first, hoping that the polls are wrong and he can win? Or should they list Murkowski first, trusting the polls and supporting the more moderate Republican? The problem has no perfect answer.

Even without ranked choice voting, this Alaska race presumably would be a quandary for some voters. Under traditional single choice voting, third candidates whose followings reach or surpass a critical mass of voters have complicated election outcomes.  Traditionally, third candidates have accomplished the "double play" of failing to be elected in their own right, and also drawing votes away from the other candidate in the race whose politics and ideologies are closest to their own; thus the Green candidate draws away Democratic voters, or the Libertarian candidate draws away Republican voters.  Not infrequently, the election winner is the candidate who is farthest away, politically and ideologically, from the third candidate.  

In Chicago, some incumbents understand this dynamic very well, and will actually put third candidates on the ballot who can be expected to draw support away from a formidable challenger.  For example, in a ward with a white alderman and a large Latino population, the white incumbent may run a third candidate with a Latino-sounding name to draw votes away from a Latino challenger.

Ranked choice voting is presented as providing a solution to the third-candidate quandary.  But the Alaska Dilemma illustrates that ranked choice voting may not always solve the problem satisfactorily.

It's possible that, over time, voters will become more sophisticated and savvy at thinking through ranked choice strategies - or at least some of them will.  Having served as an election judge, I have to say that my view of voters is that "sophisticated" and "savvy" are not adjectives I would attach to all of them.  

Political parties could help significantly with such strategic thinking by instructing their voters how to vote in a ranked choice election.  If voters show party discipline and vote according to the party's strategy, the risk of an undesirable election outcome may be mitigated.  

When I was a young adult in the 1980s, party discipline was stronger than it is now (or at least, that is my perception).  What's more, of the two major parties, the Republican Party was the more disciplined of the two.  But that hasn't been true for several election cycles.

And that was before Donald Trump's hostile takeover of the GOP.  In the Trump and post-Trump GOP, party discipline has gone the way of the passenger pigeon.  Trump acolytes aggressively attack and "primary" any Republican candidates who stray from Trump loyalty.  That should work to the advantage of the Democratic Party.  Democrats surely are the more disciplined of the two major parties now.  But as the Alaska Dilemma illustrates, ranked choice voting can also work to the advantage of a passionate minority faction - which is an apt description of Donald Trump's following.

Update: here are NY Times columnists Gail Collins and Bret Stephens on ranked choice voting:

Gail: One last thing before we sign off: Tuesday’s our big Primary Day in New York City. And the debut of our new preferential voting system. It’s the same thing Maine did in the 2020 presidential election.

Bret: No idea why it didn’t occur to someone that what happens in Maine should stay in Maine. Like Moxie soda.

Gail: So I went to vote early, having painfully prepared to choose five — five! — mayoral contenders in order of preference.

Bret: I realize it’s a secret ballot, though I’d love to know who you picked last.

Gail: Then I proudly moved on to the next section and discovered I was supposed to pick just as many people for comptroller. Have to admit this one threw me. Really, do you think even the most avid student of local government can tell you who the third-best comptroller contender is?

Bret: I barely even know what a comptroller is, if I’m being honest. But I’ve gotta assume the third-best one must be Scott Stringer, since that’s the job he currently has.

Gail: Not really sure this preferential voting system is my, um, preference. Any thoughts?

Bret: Being the knee-jerk conservative that I am, my instinct is to oppose it on the “just-cuz” principle. Other countries that tinker with their voting procedures never seem to meaningfully change the quality of governance, even if it can shift the dynamics of a race. But, as you pointed out, ranked-choice voting does confuse a lot of voters who sensibly decide that they don’t have to become experts on secondary electoral races in order to make a political choice.

On the other hand, advocates of the system argue that it tends to work in favor of more moderate, consensus-choice candidates, while cutting down on negative campaigning, which America could surely use these days. I also read somewhere that the Australians have been using the ranked-choice system for a century or so, and the universe Down Under didn’t come to a screeching halt. So I’m happy to be persuaded either way on the issue.


10 comments:

  1. I don't know that the Republicans lack discipline. Seems like most of the Repub Senate and Representatives go with a pretty much lock step party line. Maybe instead of disciplined I would say they are intimidated, and owned.
    Obviously ranked choice isn't a panacea, though I do believe it might solve some problems. I keep thinking, what would it have taken not to end up with Trump as the Republican candidate in 2016?

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    1. Good point re: Trump in 2016. So maybe ranked choice voting would be more applicable in a primary, which can draw many candidates, than in a general election.

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  2. Jim, if I read correctly, is there no Democratic candidate in the Alaska race? That would be a Republican candidate with two independent opponents, somewhat an atypical situation. This dilemma might be resolved with altering the ranked choice voting process, possibly by introducing a negative vote. If enough people vote against someone, it would offset elimination of the less obnoxious candidate. No voting system is perfect and, if you have enough dumb voters, there's no cure for it. I would rather take my chances with RCV and the emergence of new parties and range of choice. The two parties are decrepit. It's our last chance, not a guaranteed success.

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  3. Looking at that Alaska race from a Democrat's point of view:

    If it is a single choice election, the liberal Gross's chances would seem to look pretty good; the conservatives Murkowski and Tshibaka would split the conservative vote, whereas Gross would get all the liberal votes. That scenario lines up well for liberals. Had Gross planned it that way, he could scarcely have planned it better. And it could mean that Democrats would flip a seat in the Senate - potentially an outcome with significant national implications.

    But in a ranked choice election, as Leonhardt and Cohn outline it, there are at least a couple of scenarios in which a Republican wins the race.

    At a time when the GOP is riven by Trump-driven division, it appears to me that ranked choice voting actually helps out the GOP. It could neutralize the Trump threat of running as a third party against a disloyal GOP incumbent.

    I am not certain that ranked choice voting is the Democrats' friend at this particular political moment. Of course, there are other possible electoral scenarios, and perhaps it would work to Democrats' benefit in some of those other scenarios.

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    1. As may be evident from my posts, I am not a big fan of either party or the duopoly. I am really not interested in ascendancy for the Democrats or a believer they can be reformed into a people's party. The Republicans aren't even American. I would rather achieve a full spectrum of choice similar to the Europeans. That's the only sense in which I would ever accept the description "pro-choice" for myself. There may be problematic scenarios but, in the country overall, I think it would introduce more choice and flexibility.

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  4. Are things better if we have open primaries as I think we have here in Ohio. For example DeWine will be opposed by a Republican in the primary. I am seriously thinking of voting in the Republican primary because I prefer DeWine. I may or may not vote for him in the general election depending upon the Democratic candidate. I also think that it is unlikely the Democrats will have a viable progressive to challenge the Democratic establishment.

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    1. How do open primaries even work? I have no experience of them here, since ours are closed. A registered Democrat or Independent can vote in a Republican primary? But then can they also vote in the Democratic primary, or is it once and done? The Independents are really at a disadvantage here. I am really more of an Independent these days, but retain my Republican affiliation so I can vote against the far right candidate in the primary. And there always is one or more. I also retain my Republican membership so I can tell my "always R until the end of time" relatives, "You guys run somebody who is not batsh#t crazy and maybe I'd think about voting for them."

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    2. We have open primaries in Illinois. On primary voting day, a voter shows up at the polling place and tells the judge which ballot, the Republican or the Democratic, s/he wants. Even though I've been a Republican most of my adult life, there have been times when I've requested a Democratic ballot. The reality in Illinois is Democrats affect our lives a lot more than Republicans do, because Democrats are in complete control of the statehouse, hold both Senate seats and most of the congressional seats. So if there have been Democratic primary races in which I thought it was important to weigh in, I've requested a Democratic ballot. One implication of that is that then I can't vote in any Republican races in that primary.

      When I lived in Chicago, I only voted in Democratic primaries. The Democratic Party is so dominant in Chicago that it would be foolish to vote in any other party's primary. In Chicago, the primary election is the "real election". The results of the general election are a foreordained conclusion.

      As an election judge I have to identify either as a Republican or a Democrat, so I identify as a Republican for those purposes. Republicans are kind of an endangered species in large parts of the Chicagoland area, so the election officials are grateful for any Republican who is willing to serve as a judge. Ideally, there would be at least two judges from both parties at each polling location, but officials struggle to get that many Republicans in some precincts. But as long as Donald Trump is in control of the Republican Party, I'm not a Republican in any meaningful sense.

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    3. The Illinois style of primary makes more sense. We have the Republican and state primary on the same day. The Democrats have a caucus, a somewhat arcane process which I don't fully understand.

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    4. I think our Ohio primary works much like Illinois.

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